Financial Services
Empowering financial institutions with compliance, risk management, and strategic growth. We help banks, insurers, and investment firms navigate complexity, elevate controls, and accelerate sustainable performance.
Overview
The financial services sector is one of the most regulated and rapidly evolving industries globally. At 11Ps Consulting Group, we specialize in supporting banks, insurance companies, and investment firms to navigate complex regulatory environments, enhance risk frameworks, and optimize financial operations for sustained growth.
Market Insights
We provide real-time insights on regulatory shifts, customer behavior, and technology adoption to position institutions for resilience and profitability.
- Banking: Risk appetite trends, capital adequacy, cost-to-serve optimization.
- Insurance: Claims performance, pricing adequacy, loss ratio analysis.
- Investments: AUM growth dynamics, liquidity and market volatility patterns.
Key Capabilities
- Risk & Compliance Frameworks: ISO 31000, Basel III, SOX, AML/CFT, FATCA/CRS with pragmatic controls and KRIs.
- Internal Audit Readiness: Risk-based plans, control testing, issue remediation, and regulator-facing evidence.
- Tax Strategy & Structuring: Efficient structures, transfer pricing alignment, and cross-border compliance.
- Due Diligence & Transformation: M&A diligence, TOM design, and change management for finance functions.
- Regulatory Reporting & Data Governance: Data lineage, validation controls, and dependable reporting pipelines.
- Operational Efficiency: Process re-engineering, automation (RPA/low-code), and performance dashboards.
Delivery Framework
- Assessment: Baseline reviews of risk, compliance, and data quality.
- Controls & Policies: Target policies mapped to processes and ownership.
- Data & Reporting: Standardized templates, automation, and governance gates.
- Transformation: TOM, tech enablement, and structured change plans.
- Monitoring: KPIs/KRIs, continuous control monitoring, and audit trails.
Compliance, Documentation & Controls
- Audit-Ready Evidence: Policies, procedures, and testing records organized for swift review.
- Regulatory Submissions: Accurate, timely reports with data quality checks and ownership matrices.
- AML/KYC Programs: Screening workflows, periodic refresh cycles, and conduct risk management.
Take your financial institution to the next level
Connect with 11Ps Consulting Group to explore customized financial services consulting solutions that ensure compliance, mitigate risks, and fuel growth.
Talk to Our Team